Exchange Limits Monitoring (ELM)

Real Time Exchange Limits Monitoring using the power of ePic

Exchange limits are monitored within a “Spot Month”, “Prompt Month”, “Any Month” and “All Months” timeframe, with a given exchange publishing trading limits based on the number of contract lots. Breaching any one of these limits could result in penalties or sanctions.

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Monitoring at your fingertips

Dashboard view and charts provide near real time view of all limit violations, including:
  • Exchange Position Limits Such as CME and ICE
  • Internal Position Limits
Users access information via intuitive visualizations via browsers, mobile/tablet, and BI tools. Compliance officers can click on a position and instantly get all required info to take action.
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Exemptions

ELM can serve as a repository for all your position limits exemption requests filed with the exchanges. You can save the exemption request copies in electronic format within ELM for future reference. The app automatically adjusts the position limits based on all approved exemptions and applies the new limits for the duration of the exemption only.
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Transaction-level drilldown

ELM consolidates your data and reports in a secure centralized database, so you can track and communicate position limits violations with real-time accuracy. Built-in intelligent data tagging gives you the ability to drill into the data and get the full story for in-the-moment decision making.
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More Features

Data-level security

Data-level security

User-defined threshold limits per product

User-defined threshold limits per product

Email + on-screen notifications

Email + on-screen notifications

Support for Aggregate limits

Support for Aggregate limits

Support for diminishing balance contracts

Support for diminishing balance contracts

 Intuitive graphs depicting

Intuitive graphs depicting intraday position movements

Get more information on Exchange Limits Monitoring

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